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Carter Louis Randolph

Investment Adviser Representative at RANDOLPH CO INC

Cincinnati, OHCRD #4348355Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
1 states
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Carter Louis Randolph has worked in the securities industry since 2017. They have passed the Series 65 examination. They are registered to provide investment advisory services in Ohio.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Ohio
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/17/2017

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,000,0000.90%
Next $1,000,0000.80%
All funds thereafter0.65%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Randolph Co Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RANDOLPH CO INCCurrent
4/18/2025Cincinnati, OH
OMEGA WEALTH PRIVATE CAPITAL LLC
9/21/20232/3/2025Cincinnati, OH
RANDOLPH CO INC
1/17/20178/17/2023Cincinnati, OH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RANDOLPH CO INC

3 other advisors in the directory

View RANDOLPH CO INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carter Louis Randolph has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Carter Louis Randolph - Financial Advisor in Cincinnati, OH | AdvisorFinder