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Chad M Fitzpatrick

Investment Adviser Representative at NEWEDGE ADVISORS

Essex Junction, VTCRD #5201953Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Chad M. Fitzpatrick has worked in the securities industry since 2007. They have passed the Series 66, 63, 7, and 6 examinations. They are registered to provide investment advisory services in New Hampshire and Vermont.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
New HampshireVermont
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/31/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 3/7/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/27/2007
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/15/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Newedge Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NEWEDGE ADVISORSCurrent
3/27/2024Essex Junction, VT
ADVICE AND PLANNING SERVICES
8/1/20133/11/2024Williston, VT
T. ROWE PRICE ADVISORY SERVICES, INC.
11/13/20086/3/2013Wellesley, MA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Chad M Fitzpatrick has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Chad M Fitzpatrick - Financial Advisor in Essex Junction, VT | AdvisorFinder