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Charles Albert Cunningham III

Investment Adviser Representative at IRONHORSE CAPITAL LLC

Nashville, TNCRD #3102063Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
1 states
Exams Passed
2

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Charles Albert Cunningham III has worked in the securities industry since 2012. They have passed the Series 63 and 7 examinations. They are registered to provide investment advisory services in Tennessee.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Tennessee
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/12/1999
Series 7
General Securities Representative Examination
Passed 2/11/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Asset tierAnnual rate
All Assets Under Management1.50%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Ironhorse Capital LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

IRONHORSE CAPITAL LLCCurrent
12/14/2012Nashville, TN

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at IRONHORSE CAPITAL LLC

1 other advisor in the directory

View IRONHORSE CAPITAL LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles Albert Cunningham III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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