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Charles Clarence Smith

Investment Adviser Representative at DELTA ADVISORY GROUP, INC.

Maitland, FLCRD #871804Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Charles Clarence Smith has worked in the securities industry since 1990. They are registered to provide investment advisory services in Florida and Texas.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
FloridaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/3/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 12/2/1985
Series 22
Direct Participation Programs Representative Examination
Passed 12/2/1985
Series 1
Registered Representative Examination
Passed 9/17/1979

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0295
Source

Delta Advisory Group, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

DELTA ADVISORY GROUP, INC.Current
10/20/2009Maitland, FL
DYNETECH CAPITAL CORPORATION
6/4/200910/26/2009Orlando, FL
PREMIERETRADE SECURITIES, INC.
7/23/198712/31/2005Altamonte Springs, FL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at DELTA ADVISORY GROUP, INC.

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View DELTA ADVISORY GROUP, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles Clarence Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.