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Charles D Burkes

Investment Adviser Representative at OSAIC WEALTH, INC.

Oklahoma City, OKCRD #5631074Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Charles D. Burkes has worked in the securities industry since 2009. They have passed the Series 66 and 7 examinations. They are registered to provide investment advisory services in Oklahoma and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
OklahomaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/13/2009
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/2/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
6/14/2024Oklahoma City, OK
DBM ADVISORS, LLCCurrent
6/11/2018Oklahoma City, OK
SECURITIES AMERICA ADVISORS, INC.
5/21/20156/14/2024Oklahoma City, OK
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
3/9/20125/22/2015Oklahoma City, OK
EDWARD JONES
4/13/20093/12/2012Norman, OK

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles D Burkes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Charles D Burkes - Financial Advisor in Oklahoma City, OK | AdvisorFinder