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Charles Lewis Cooper

Investment Adviser Representative at OSAIC WEALTH, INC.

Greeley, COCRD #1157073Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
43 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Charles Lewis Cooper has worked in the securities industry since 1983. They have passed the Series 63, 26, 22, and 6 examinations. They are registered to provide investment advisory services in Colorado.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Colorado
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 7/24/1990
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 22
Direct Participation Programs Representative Examination
Passed 8/30/1990
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/30/1983
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 6/28/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
6/14/2024Greeley, CO
SECURITIES AMERICA ADVISORS, INC.
11/14/20146/14/2024Greeley, CO
SUNSET FINANCIAL SERVICES, INC.
11/30/200411/14/2014Greeley, CO
THE MASTER'S FINANCIAL GROUP, INC.
1/1/199912/17/2004Greeley, CO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles Lewis Cooper has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Charles Lewis Cooper - Financial Advisor in Greeley, CO | AdvisorFinder