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Charles Sutcliffe Stoll

Investment Adviser Representative at WINNING POINTS ADVISORS, L.L.C.

Boca Raton, FLCRD #704129Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Charles Sutcliffe Stoll has worked in the securities industry since 1990. They have passed the Series 63, 24, 7, and 5 examinations. They are registered to provide investment advisory services in Florida and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
FloridaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/14/1980
Series 5
Interest Rate Options Examination
Passed 10/23/1981
Series 7
General Securities Representative Examination
Passed 1/19/1980
Series 24
General Securities Principal Examination
Passed 11/27/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Less than $1,000,0002.00%
$1,000,000 to $5,000,0001.50%
$5,000,000 to $7,500,0001.00%
Greater than $7,500,0000.85%
Source

Winning Points Advisors, L.L.C. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WINNING POINTS ADVISORS, L.L.C.Current
4/7/1990Boca Raton, FL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles Sutcliffe Stoll has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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