AdFi
CD

Christopher David Giuliani

Investment Adviser Representative at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Las Vegas, NVCRD #7656714Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
2 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher David Giuliani has worked in the securities industry since 2024. They have passed the Series 66 and 7 examinations. They are registered to provide investment advisory services in Nevada.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Nevada
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/10/2023
Series 7
General Securities Representative Examination
Passed 12/9/2022
SIE
Securities Industry Essentials Examination
Passed 9/24/2022

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$999,999 or less1.50%
$1,000,000–$2,000,0001.25%
Over $2,000,0001.00%
Source

Wealth Enhancement Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCurrent
10/2/2025Las Vegas, NV
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCurrent
10/1/2025Las Vegas, NV
UBS FINANCIAL SERVICES INC.
11/1/20249/30/2025Henderson, NV
FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.
2/13/20236/30/2023Los Angeles, CA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Showing 12 of 976 in the directory

View WEALTH ENHANCEMENT ADVISORY SERVICES, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher David Giuliani has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Christopher David Giuliani - Financial Advisor in Las Vegas, NV | AdvisorFinder