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Christopher David Rockey

Investment Adviser Representative at OSAIC WEALTH, INC.

Vienna, VACRD #4684768Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
5 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher David Rockey has worked in the securities industry since 2004. They have passed the Series 66, 24, and 7 examinations. They are registered to provide investment advisory services in District of Columbia, Maryland, New Jersey, Texas, and Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
District of ColumbiaMarylandNew JerseyTexasVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/2/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/4/2003
Series 24
General Securities Principal Examination
Passed 4/12/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
1/19/2024Vienna, VA
WOODBURY FINANCIAL SERVICES, INC.
7/11/20181/19/2024Vienna, VA
CAPITAL ONE ADVISORS, LLC
1/28/20157/11/2018Annandale, VA
CAPITAL ONE FINANCIAL ADVISORS LLC
1/10/20131/28/2015Melville, NY
CAPITAL ONE FINANCIAL ADVISORS LLC
4/27/20105/3/2012Melville, NY
CHEVY CHASE FINANCIAL SERVICES
10/14/20035/7/2010Bethesda, MD

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher David Rockey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Christopher David Rockey - Financial Advisor in Vienna, VA | AdvisorFinder