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Christopher Freitas Mercado

Investment Adviser Representative at MARINER ADVISOR NETWORK

Danville, CACRD #2827417Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher Freitas Mercado is a registered investment adviser representative. Christopher Freitas Mercado has passed the Series 66, 65, 63, 53, 52, 31, 24, and 7 examinations.

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/14/2005
Series 65
Uniform Investment Adviser Law Examination
Passed 11/2/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 1/27/1998
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 12/14/2012
Series 7
General Securities Representative Examination
Passed 2/19/1998
Series 53
Municipal Securities Principal Examination
Passed 6/27/2013
Series 24
General Securities Principal Examination
Passed 11/6/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Mariner Advisor Network Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MARINER ADVISOR NETWORK
4/4/20225/22/2026Danville, CA
LPL FINANCIAL LLC
12/21/20126/23/2022Sacramento, CA
LPL FINANCIAL LLC
2/1/20062/29/2012Sacramento, CA
UVEST FINANCIAL SERVICES GROUP, INC.
8/5/20092/6/2012San Diego, CA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Freitas Mercado has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Christopher Freitas Mercado - Financial Advisor in Danville, CA | AdvisorFinder