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Christopher James Randolph

Investment Adviser Representative at U.S. BANCORP ADVISORS, LLC

Olympia, WACRD #5295098Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher James Randolph has worked in the securities industry since 2011. They have passed the Series 66, 63, and 7 examinations. They are registered to provide investment advisory services in Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Washington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/30/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 3/23/2011
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/25/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

U.S. Bancorp Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

U.S. BANCORP ADVISORS, LLCCurrent
2/13/2026Olympia, WA
U.S. BANCORP ADVISORS, LLCCurrent
2/13/2026Olympia, WA
U.S. BANCORP INVESTMENTS, INC.
2/21/20242/13/2026Olympia, WA
CHARLES SCHWAB & CO., INC.
1/26/202210/26/2022Lynnwood, WA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
2/26/201810/26/2022Lynnwood, WA
TD AMERITRADE, INC.
4/13/201810/14/2022Lynnwood, WA
SCOTTRADE INVESTMENT MANAGEMENT
1/30/20172/26/2018Saint Louis, MO

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher James Randolph has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Christopher James Randolph - Financial Advisor in Olympia, WA | AdvisorFinder