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Christopher Matthew Holloway

Investment Adviser Representative at OSAIC WEALTH, INC.

Hampton, VACRD #3124769Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
16 states
Exams Passed
12

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher Matthew Holloway has worked in the securities industry since 1998. They have passed the Series 99, 65, 63, 57, 55, 53, 52, 27, 24, 7, and 4 examinations. They are registered to provide investment advisory services in 16 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 16 states
ArkansasConnecticutFloridaIllinoisMassachusettsMichiganNevadaNew JerseyNorth CarolinaOklahomaPennsylvaniaTexasVirginiaWashingtonWest VirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/5/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 10/19/1998
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 57
Securities Trader Exam
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 4/27/2000
Series 7
General Securities Representative Examination
Passed 10/13/1998
Series 53
Municipal Securities Principal Examination
Passed 3/22/2002
Series 27
Financial and Operations Principal Examination
Passed 1/4/2001
Series 4
Registered Options Principal Examination
Passed 7/1/1999
Series 24
General Securities Principal Examination
Passed 12/2/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
6/14/2024Hampton, VA
SECURITIES AMERICA ADVISORS, INC.
1/2/20136/14/2024Hampton, VA
INVESTORS SECURITY COMPANY, INC.
2/8/199912/31/2012Suffolk, VA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Matthew Holloway has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Christopher Matthew Holloway - Financial Advisor in Hampton, VA | AdvisorFinder