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Christopher Michael Brooks

Investment Adviser Representative at EQUITABLE ADVISORS, LLC

Carmel, INCRD #4882643Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
13 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
CaliforniaDelawareFloridaIllinoisIndianaKentuckyMassachusettsMichiganMinnesotaNew YorkNorth CarolinaOhioTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/23/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/15/2004
Series 24
General Securities Principal Examination
Passed 3/29/2021

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Equitable Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EQUITABLE ADVISORS, LLCCurrent
12/15/2020 – Carmel, IN
EQUITABLE ADVISORS, LLCCurrent
12/15/2020 – Greenwood, IN
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.
6/28/2016 – 10/28/2020Indianapolis, IN
ADVICE AND PLANNING SERVICES
9/24/2014 – 6/6/2016Bloomington, IN
FIFTH THIRD SECURITIES, INC.
2/19/2014 – 9/8/2014Greenwood, IN
VALIC FINANCIAL ADVISORS, INC.
1/25/2010 – 2/13/2014Carmel, IN
THRIVENT INVESTMENT MANAGEMENT INC.
1/3/2005 – 1/22/2010Greenwood, IN

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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Elliot Ashley Altman
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View EQUITABLE ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Michael Brooks has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Christopher Michael Brooks - Financial Advisor in Carmel, IN | AdvisorFinder