Christopher Smith
Investment Adviser Representative at Citizens Securities, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Christopher Smith is an investment adviser representative with Citizens Securities, Inc. in Westborough, MA, where they have been registered since 2025. They have worked in the securities industry since 2018 and have been registered with 5 firms, including Strategic Advisers LLC and Fidelity Personal and Workplace Advisors. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Rhode Island and Texas.
Registrations & licenses
- Investment adviser:
- Rhode Island, Texas
- Broker:
3 states and territories
Massachusetts, Rhode Island, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill EdgeJul 2018 – Mar 2019Lincoln, RI
- Red RobinSep 2013 – Mar 2019Millbury, MA
- Bryant UniversitySep 2014 – May 2018Smithfield, RI
- Finivi IncMar 2019 – Jun 2019Westborough, MA
- UnemployedMar 2019 – Mar 2019Worcester, MA
- Citizens BankJul 2019 – Sep 2020Littleton, MA
- Citizens Securities, IncAug 2019 – Sep 2020Canton, MA
- Citizens Bank N.A.Sep 2020 – Aug 2021Johnston, RI
- Citizens Securities, IncSep 2020 – Aug 2021Canton, MA
- Citizens Securities, Inc.Aug 2021 – Jul 2022Westwood, MA
- Fidelity InvestmentsJul 2022 – May 2025Littleton, MA
- Fidelity InvestmentsMar 2025 – May 2025Boston, MA
- Citizens Securities, Inc.May 2025 – no end date reportedWestborough, MA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Citizens Securities, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $2,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 772
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Johnston, RI
- SEC file number:
- 801-61902
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 3, 2026
View full firm profileOther advisors at Citizens Securities, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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