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Christopher Wheaton McNiff

Investment Adviser Representative at OSAIC WEALTH, INC.

Kingston, MACRD #1563621Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher Wheaton Mcniff has worked in the securities industry since 1987. They have passed the Series 63 and 6 examinations. They are registered to provide investment advisory services in Massachusetts.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Massachusetts
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/17/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/17/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
11/14/2018Kingston, MA
SIGNATOR INVESTORS, INC.
12/28/201512/31/2017Kingston, MA
SIGNATOR FINANCIAL SERVICES, INC.
3/16/201112/28/2015Kingston, MA
LINCOLN FINANCIAL ADVISORS CORPORATION
11/14/200612/10/2010Kingston, MA
WATERSTONE FINANCIAL GROUP, INC.
8/19/200511/9/2006Kingston, MA
WORTHMARK FINANCIAL SERVICES, LLC
11/10/20047/28/2005Kingston, MA
FSC SECURITIES CORPORATION
1/1/200010/8/2004Kingston, MA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Wheaton McNiff has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Christopher Wheaton McNiff - Financial Advisor in Kingston, MA | AdvisorFinder