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Clifford Marshall Athey

Investment Adviser Representative at MARATHON CAPITAL MANAGEMENT

Hunt Valley, MDCRD #4252779Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Clifford Marshall Athey has worked in the securities industry since 2013. They are registered to provide investment advisory services in Maryland.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Maryland
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/2/2016
Series 66
Uniform Combined State Law Examination
Passed 2/12/2001
SIE
Securities Industry Essentials Examination
Passed 7/30/2015
Series 7
General Securities Representative Examination
Passed 9/25/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Marathon Capital Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MARATHON CAPITAL MANAGEMENTCurrent
2/2/2016Hunt Valley, MD
LEGG MASON WOOD WALKER INC
4/16/20017/8/2003Baltimore, MD

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MARATHON CAPITAL MANAGEMENT

4 other advisors in the directory

View MARATHON CAPITAL MANAGEMENT firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Clifford Marshall Athey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Clifford Marshall Athey - Financial Advisor in Hunt Valley, MD | AdvisorFinder