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Daniel Christian Giddens

Investment Adviser Representative at OSAIC WEALTH, INC.

Mt. Vernon, WACRD #1207944Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Christian Giddens has worked in the securities industry since 1986. They have passed the Series 65, 63, 24, and 7 examinations. They are registered to provide investment advisory services in Texas and Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
TexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/10/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 11/28/1983
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/19/1983
Series 24
General Securities Principal Examination
Passed 7/2/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
6/14/2024Mt. Vernon, WA
OSAIC ADVISORY SERVICES, LLC
11/8/20242/18/2025Atlanta, GA
ARBOR POINT ADVISORS
11/6/202011/8/2024Mercer Island, WA
SECURITIES AMERICA ADVISORS, INC.
11/6/20206/14/2024Mercer Island, WA
KMS FINANCIAL SERVICES, INC
4/1/201411/6/2020Mt. Vernon, WA
GRANT WILLIAMS L.P.
9/20/20103/24/2014Woodstock, IL
CLARK CAPITAL MANAGEMENT GROUP INC
2/28/200511/2/2010Phila, PA
SYMETRA INVESTMENT SERVICES, INC.
2/6/200411/11/2004Woodstock, IL
WATERSTONE FINANCIAL GROUP, INC.
10/16/20032/4/2004Woodstock, IL

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Christian Giddens has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Daniel Christian Giddens - Financial Advisor in Mt. Vernon, WA | AdvisorFinder