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Daniel Jack Goldschmidt

Investment Adviser Representative at A.G.P / ALLIANCE GLOBAL PARTNERS

New York, NYCRD #5043278Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
7 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Jack Goldschmidt has worked in the securities industry since 2006. They are registered to provide investment advisory services in California, Connecticut, Florida, Maryland, New Jersey, New Mexico, and New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
CaliforniaConnecticutFloridaMarylandNew JerseyNew MexicoNew York
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/10/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/23/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

A.g.p / Alliance Global Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

A.G.P / ALLIANCE GLOBAL PARTNERSCurrent
4/12/2021New York, NY
AEGIS CAPITAL CORP.
7/20/20153/31/2021New York, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
4/5/20065/26/2015New York, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Jack Goldschmidt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Daniel Jack Goldschmidt - Financial Advisor in New York, NY | AdvisorFinder