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Darren Christopher Brooks

Investment Adviser Representative at REA WEALTH MANAGEMENT

Mentor, OHCRD #2601668Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
6 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
ConnecticutIndianaOhioSouth CarolinaTexasWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/9/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 4/23/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/12/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
PPS Select - First $250,0000.25%
PPS Select - Next $250,0000.20%
PPS Select - Next $500,0000.15%
PPS Select - Above $1,000,0000.10%
Source

REA Wealth Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REA WEALTH MANAGEMENTCurrent
8/9/2007Mentor, OH
COMMONWEALTH FINANCIAL NETWORKCurrent
11/6/2006Mentor, OH
1ST GLOBAL ADVISORS INC
8/13/200211/27/2006Willoughby Hills, OH

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Darren Christopher Brooks has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Darren Christopher Brooks - Financial Advisor in Mentor, OH | AdvisorFinder