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Darren Hem

Investment Adviser Representative at TRB WEALTH MANAGEMENT, LLC

Houston, TXCRD #5843001Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
1 states
Exams Passed
2

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Darren Hem is a registered investment adviser representative. Darren Hem has passed the Series 66 and 7 examinations. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/11/2011
Series 7
General Securities Representative Examination
Passed 7/28/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $2M - First Tier1.35%
Up to $2M - Second Tier1.15%
Up to $2M - Third Tier0.95%
Above $2M - First Tier0.95%
Above $2M - Second Tier0.95%
Above $2M - Third Tier0.95%
Above $2M - Fourth Tier0.80%
Above $2M - Fifth Tier0.65%
Above $2M - Sixth Tier0.50%
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

TRB Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TRB WEALTH MANAGEMENT, LLC
9/18/2025 – 5/26/2026Houston, TX
HEM INVESTMENT CONSULTANTS
10/5/2022 – 5/21/2025Fountain Valley, CA
EP WEALTH ADVISORS
8/29/2022 – 8/30/2022Torrance, CA
EP WEALTH ADVISORS
4/25/2014 – 4/2/2019Torrance, CA
MORGAN STANLEY
11/14/2011 – 4/8/2014Long Beach, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Darren Hem has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Darren Hem - Financial Advisor in Houston, TX | AdvisorFinder