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Darren Weston Doughty

Investment Adviser Representative at RETIREMENT PLAN ADVISORS, LLC

St. Petersburg, FLCRD #2930029Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Darren Weston Doughty has worked in the securities industry since 2001. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/8/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 12/12/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/10/2004
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/26/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Retirement PLAN Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RETIREMENT PLAN ADVISORS, LLCCurrent
3/2/2022St. Petersburg, FL
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
6/13/201910/13/2020San Mateo, CA
FRANKLIN/TEMPLETON DISTRIBUTORS, INC.
1/29/200110/13/2020San Mateo, CA
J. B. HANAUER & CO.
10/2/19976/23/1998Parsippany, NJ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Darren Weston Doughty has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Darren Weston Doughty - Financial Advisor in St. Petersburg, FL | AdvisorFinder