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David Ernest Flanders

Investment Adviser Representative at MOMENTUM WEALTH PLANNING

Estero, FLCRD #2052721Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
2 states
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Ernest Flanders has worked in the securities industry since 1990. They are registered to provide investment advisory services in Florida and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
FloridaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/22/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 6/7/1990
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 4/19/2002
Series 7
General Securities Representative Examination
Passed 5/12/1990
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 5/31/2002
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 5/9/2002
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 1/7/1994
Series 4
Registered Options Principal Examination
Passed 3/24/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Source

Momentum Wealth Planning Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MOMENTUM WEALTH PLANNINGCurrent
7/29/2024 – Estero, FL
AMERIPRISE FINANCIAL SERVICES, LLC
4/24/2015 – 8/16/2024Raleigh, NC
WELLS FARGO ADVISORS, LLC
7/1/2003 – 4/27/2015Raleigh, NC
PRUDENTIAL SECURITIES INCORPORATED
10/2/2001 – 7/1/2003Buffalo, NY

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MOMENTUM WEALTH PLANNING

1 other advisor in the directory

Blake David Flanders
Investment Adviser Representative
Dual-registered
View MOMENTUM WEALTH PLANNING firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Ernest Flanders has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Ernest Flanders - Financial Advisor in Estero, FL | AdvisorFinder