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David Michael Becker

Investment Adviser Representative at KEYSTONE WEALTH MANAGEMENT

Waterloo, IACRD #3063973Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
2 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
IowaMinnesota
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/6/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 7/17/1998
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/13/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Source

Keystone Wealth Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KEYSTONE WEALTH MANAGEMENTCurrent
6/4/2019Waterloo, IA
CETERA ADVISORS LLC
10/29/20076/6/2019Waterloo, IA
EDWARD JONES
1/11/200610/31/2007Cedar Falls, IA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Michael Becker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Michael Becker - Financial Advisor in Waterloo, IA | AdvisorFinder