AdFi
DW

David Walsh Connors

Investment Adviser Representative at PKS ADVISORY SERVICES, LLC

Albany, NYCRD #4023878Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
12 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Walsh Connors has worked in the securities industry since 2000. They are registered to provide investment advisory services in 12 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
District of ColumbiaFloridaMassachusettsNew HampshireNew JerseyNew YorkNorth CarolinaRhode IslandTennesseeTexasVermontWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/10/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 5/4/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/19/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/6/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

PKS Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PKS ADVISORY SERVICES, LLCCurrent
6/4/2018Albany, NY
RBC CAPITAL MARKETS, LLC
4/11/20126/12/2018Albany, NY
PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
4/20/20063/22/2007Boston, MA
PIONEER INVESTMENT MANAGEMENT, INC.
5/25/20044/20/2006Boston, MA
SOVEREIGN ASSET MANAGEMENT CORPORATION
4/22/20035/14/2004Boston, MA
JOHN HANCOCK ADVISERS, LLC
6/13/20035/12/2004Boston, MA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at PKS ADVISORY SERVICES, LLC

Showing 12 of 49 in the directory

View PKS ADVISORY SERVICES, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Walsh Connors has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched