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Dennis Patrick McGuire Sr

Investment Adviser Representative at MCGUIRE WEALTH MANAGEMENT

Wakefield, RICRD #328137Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
54 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Rhode Island
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/28/1991
SIE
Securities Industry Essentials Examination
Passed 9/17/2018
PC
AMEX Put and Call Exam
Passed 1/2/1996
Series 1
Registered Representative Examination
Passed 11/1/1972

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $500,0001.50%
Next $500,0001.25%
Next $4,000,0000.85%
Next $5,000,0000.75%
Amounts over $10,000,0000.60%
Account minimum: $2,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Mcguire Wealth Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MCGUIRE WEALTH MANAGEMENTCurrent
9/14/2018Wakefield, RI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
10/2/20099/17/2018Charlestown, RI
WELLS FARGO ADVISORS, LLC
1/1/200810/5/2009Charlestown, RI
A. G. EDWARDS & SONS, INC.
4/25/20071/1/2008Charlestown, RI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MCGUIRE WEALTH MANAGEMENT

2 other advisors in the directory

View MCGUIRE WEALTH MANAGEMENT firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dennis Patrick McGuire Sr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Dennis Patrick McGuire Sr - Financial Advisor in Wakefield, RI | AdvisorFinder