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Derek Norman Skains

Investment Adviser Representative at OSAIC WEALTH, INC.

Litchfield Park, AZCRD #1661408Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
2 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Derek Norman Skains has worked in the securities industry since 1987. They have passed the Series 65, 63, 31, 10, 9, and 7 examinations. They are registered to provide investment advisory services in Arizona and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ArizonaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/29/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 5/27/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 6/1/2005
Series 7
General Securities Representative Examination
Passed 4/25/1987
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 7/30/2003
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 7/30/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
6/14/2024Litchfield Park, AZ
SECURITIES AMERICA ADVISORS, INC.
9/30/20096/14/2024Litchfield Park, AZ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
1/2/20098/20/2009Saint Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES
9/29/20051/2/2009Avondale, AZ
WACHOVIA SECURITIES, INC.
5/10/19995/21/2003Scottsdale, AZ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Derek Norman Skains has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Derek Norman Skains - Financial Advisor in Litchfield Park, AZ | AdvisorFinder