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Dillon Giardini

Investment Adviser Representative at Valic Financial Advisors, Inc.

Independence, OHCRD #6414842Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dillon Giardini is an investment adviser representative with Valic Financial Advisors, Inc. in Independence, OH, where they have been registered since 2024. They have worked in the securities industry since 2019 and have been registered with 3 firms, including J.p. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Colorado, Florida, Illinois, New Jersey, Ohio, and Virginia.

Office

Two Summit Park Drive, Suite 500
Independence, OH 44131

Advisors at this office: 9

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Colorado, Florida, Illinois, New Jersey, Ohio, Virginia
Broker:
6 states and territories

Colorado, Florida, Illinois, New Jersey, Ohio, Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/16/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 9/6/2019
Series 7
General Securities Representative Examination
Passed 7/27/2019
SIE
Securities Industry Essentials Examination
Passed 5/4/2019

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Valic Financial Advisors, Inc.Current
9/17/2024 – Independence, OH
J.p. Morgan Securities LLC
3/21/2023 – 9/8/2024Mayfield Heights, OH
Northwestern Mutual Investment Services, LLC
7/27/2019 – 1/31/2023Westlake, OH

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. The Ohio State University
    Jan 2016 – Dec 2018Columbus, OH
  2. J.P. Morgan Securities LLC
    Mar 2023 – Sep 2024Chagrin Falls, OH
  3. JPMorgan Chase Bank, N.A.
    Mar 2023 – Sep 2024Chagrin Falls, OH
  4. Rebel Financial
    May 2018 – Aug 2018Groveport, OH
  5. Kroger
    Dec 2016 – Aug 2017Columbus, OH
  6. Northwestern Mutual Capwell Financial Advisors / GZA Group LLC
    Jan 2019 – Jan 2023Westlake, OH
  7. Northwestern Mutual Investment Services LLC
    Dec 2018 – Jan 2023Westlake, OH
  8. Unemployed
    Feb 2023 – Feb 2023Lorain, OH
  9. Valic Financial Advisor,inc
    Sep 2024 – no end date reportedHouston, TX
  10. AGIA
    Sep 2024 – no end date reportedHouston, TX

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Valic Financial Advisors, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Retirement plan services including saving and contribution planning, educational resources, and participant account management

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers
Firm areas of expertise
Retirement PlanningPlan ParticipantsEmployer Retirement PlansSavingsDecumulation

Client types the firm serves

IndividualsHigh Net WorthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,271
Offices listed on AdvisorFinder:
21
Main office:
Houston, TX
SEC file number:
801-54952

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of May 13, 2026

View full firm profile

Other advisors at Valic Financial Advisors, Inc.

Showing 12 of 1,271 in the directory

View Valic Financial Advisors, Inc. firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dillon Giardini has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Dillon Giardini (Valic Financial Advisors) - Advisor Profile