AdFi
DJ

Dominick Joseph Vetrano Jr

Investment Adviser Representative at FOUNTAINHEAD FINANCIAL, LLC

Chicago, ILCRD #2043867Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
3 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dominick Joseph Vetrano has worked in the securities industry since 1990. They have passed the Series 65, 63, 27, 24, and 7 examinations. They are registered to provide investment advisory services in Illinois, New Hampshire, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
IllinoisNew HampshireTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/17/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 7/10/1990
Series 7
General Securities Representative Examination
Passed 3/17/1990
Series 27
Financial and Operations Principal Examination
Passed 12/1/1994
Series 24
General Securities Principal Examination
Passed 7/9/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Source

Fountainhead Financial, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FOUNTAINHEAD FINANCIAL, LLCCurrent
7/28/2009 – Chicago, IL
CLUNE & ASSOCIATES
9/8/1997 – 10/27/2009Chicago, IL

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at FOUNTAINHEAD FINANCIAL, LLC

1 other advisor in the directory

Kevin Eugene Wozniak
Investment Adviser Representative
Investment Adviser Rep
View FOUNTAINHEAD FINANCIAL, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dominick Joseph Vetrano Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched