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Douglas Leonard Whitten

Investment Adviser Representative at LECONTE WEALTH MANAGEMENT, LLC

Maryville, TNCRD #7058392Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Tennessee
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/9/2025
Series 66
Uniform Combined State Law Examination
Passed 5/11/2020
Series 7
General Securities Representative Examination
Passed 7/19/2019
SIE
Securities Industry Essentials Examination
Passed 4/15/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $500,0001.50%
Next $500,0001.25%
Next $1,000,0001.10%
Next $3,000,0001.00%
Amounts above $5,000,0000.90%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Leconte Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LECONTE WEALTH MANAGEMENT, LLCCurrent
7/22/2025Maryville, TN
M HOLDINGS SECURITIES, INC.
6/6/20247/10/2025Knoxville, TN
C & J WEALTH ADVISORS
4/8/20226/7/2024Knoxville, TN
SECURITIES AMERICA ADVISORS, INC.
9/18/20204/6/2022Knoxville, TN
SSN ADVISORY, INC.
5/15/20209/18/2020Knoxville, TN

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at LECONTE WEALTH MANAGEMENT, LLC

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View LECONTE WEALTH MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Douglas Leonard Whitten has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Douglas Leonard Whitten - Financial Advisor in Maryville, TN | AdvisorFinder