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Elliot Schrag

Investment Adviser Representative at IBN FINANCIAL SERVICES, INC

New York, NYCRD #5351507Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
3 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Elliot Schrag has worked in the securities industry since 2008. They are registered to provide investment advisory services in Georgia, New Jersey, and New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
GeorgiaNew JerseyNew York
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/4/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/25/2011
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/21/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

IBN Financial Services, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

IBN FINANCIAL SERVICES, INCCurrent
8/26/2021New York, NY
IBN FINANCIAL SERVICES, INC.Current
7/12/2018New York, NY
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
10/9/20154/23/2018New York, NY
STERNE AGEE FINANCIAL SERVICES, INC.
9/12/20149/14/2015New York, NY
WRP INVESTMENTS, INC.
11/18/20119/12/2014New York, NY
LPL FINANCIAL LLC
4/19/201011/29/2011New York, NY
FIRST INVESTORS CORPORATION
7/22/20084/19/2010New York, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Elliot Schrag has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Elliot Schrag - Financial Advisor in New York, NY | AdvisorFinder