AdFi
EG

Eric Gerard Bertz

Investment Adviser Representative at EQUITABLE ADVISORS, LLC

Wellesley, MACRD #1439415Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
15 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
ArizonaCaliforniaConnecticutFloridaMaineMassachusettsNew HampshireNew JerseyNew YorkNorth CarolinaOhioRhode IslandSouth CarolinaTexasWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/21/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 11/3/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/4/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/3/1994
Series 22
Direct Participation Programs Representative Examination
Passed 1/10/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Equitable Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EQUITABLE ADVISORS, LLCCurrent
8/19/2024Wellesley, MA
OSAIC FA, INC.
6/3/20008/20/2024Boston, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Gerard Bertz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Eric Gerard Bertz - Financial Advisor in Wellesley, MA | AdvisorFinder