AdFi
EJ

Eugene Joeseph Rooney Jr

Investment Adviser Representative at EQUITABLE ADVISORS, LLC

New York, NYCRD #2370436Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Eugene Joeseph Rooney has worked in the securities industry since 1995. They have passed the Series 65, 63, 10, 9, and 7 examinations. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/24/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 10/19/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/7/1993
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 11/21/2000
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 11/15/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Equitable Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EQUITABLE ADVISORS, LLCCurrent
12/13/2023New York, NY
EQUITABLE ADVISORS, LLCCurrent
12/13/2023Bronxville, NY
AMERIPRISE FINANCIAL SERVICES, LLC
11/30/20187/26/2022New York, NY
WELLS FARGO CLEARING SERVICES, LLC
11/13/201712/3/2018New York, NY
WELLS FARGO ADVISORS, LLC
6/27/200812/31/2013New York, NY
UBS FINANCIAL SERVICES INC.
5/8/20027/11/2008New York, NY

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eugene Joeseph Rooney Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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