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Francis William McRoberts

Investment Adviser Representative at OSAIC WEALTH, INC.

Kailua, HICRD #812207Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
51 yrs
States Registered
3 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Francis William Mcroberts has worked in the securities industry since 1975. They have passed the Series 65, 63, 24, 7, and 1 examinations. They are registered to provide investment advisory services in California, Hawaii, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaHawaiiTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/4/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 3/6/1982
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/16/1982
Series 1
Registered Representative Examination
Passed 9/5/1975
Series 24
General Securities Principal Examination
Passed 5/5/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
11/26/2013Kailua, HI
OSAIC WEALTH, INC.Current
1/31/1997Kurtistown, HI
KEOGLER, MORGAN & COMPANY, INC.
5/19/19951/31/1997Atlanta, GA
FSC SECURITIES CORPORATION
4/11/19955/23/1995Atlanta, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
2/8/19943/30/1995New York, NY
FIRST AFFILIATED SECURITIES
8/25/198912/31/1993La Jolla, CA
PFG SECURITIES, INC.
7/15/19878/25/1989
AMERICAN PACIFIC SECURITIES CORPORATION
3/4/19837/20/1987
LINCOLN FINANCIAL ADVISORS CORPORATION
9/10/197511/4/1983
E. A. BUCK CO., INC.
2/23/198210/6/1982
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
9/10/19753/3/1982

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Francis William McRoberts has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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