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Francisco Xavier Maza

Investment Adviser Representative at ALTERNA WEALTH MANAGEMENT, INC.

Houston, TXCRD #2786574Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
5 states
Exams Passed
11

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Francisco Xavier Maza has worked in the securities industry since 1997. They are registered to provide investment advisory services in California, Delaware, Florida, New York, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
CaliforniaDelawareFloridaNew YorkTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/11/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 3/13/1997
Series 57
Securities Trader Exam
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 9/26/2000
Series 55
Limited Representative-Equity Trader Exam
Passed 11/22/1999
Series 7
General Securities Representative Examination
Passed 3/3/1997
Series 4
Registered Options Principal Examination
Passed 8/17/2000
Series 24
General Securities Principal Examination
Passed 3/13/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Alterna Wealth Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALTERNA WEALTH MANAGEMENT, INC.Current
4/10/2008Houston, TX
OPTIMA CAPITAL MANAGEMENT, INC.
11/26/20135/2/2014Houston, TX
GUNNALLEN FINANCIAL, INC
11/12/20047/6/2006Houston, TX
GUNNALLEN FINANCIAL, INC
12/18/200311/11/2004Sugarland, TX
ILLAC ADVISORS, INC.
6/7/20021/29/2004Houston, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Francisco Xavier Maza has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Francisco Xavier Maza - Financial Advisor in Houston, TX | AdvisorFinder