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Frederick Maximilian Kort

Investment Adviser Representative at CURA WEALTH ADVISORS, LLC

Chicago, ILCRD #5376727Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Frederick Maximilian Kort has worked in the securities industry since 2007. They are registered to provide investment advisory services in Illinois.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Illinois
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/10/2007
SIE
Securities Industry Essentials Examination
Passed 6/6/2018
Series 3
National Commodity Futures Examination
Passed 2/4/2009
Series 7
General Securities Representative Examination
Passed 8/21/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Source

CURA Wealth Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CURA WEALTH ADVISORS, LLCCurrent
4/29/2025 – Chicago, IL
ARETE WEALTH ADVISORS, LLC
9/29/2021 – 1/8/2026Chicago, IL
IHT WEALTH MANAGEMENT LLC
5/21/2018 – 9/24/2021Chicago, IL
UBS FINANCIAL SERVICES INC.
9/11/2007 – 6/6/2018Chicago, IL
INSIGHT SECURITIES, INC.
5/10/2018 – 5/18/2018Highland Park, IL

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CURA WEALTH ADVISORS, LLC

1 other advisor in the directory

Nandan Jagdish Shah
Investment Adviser Representative
Dual-registered
View CURA WEALTH ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Frederick Maximilian Kort has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.