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Frederick Smids

Investment Adviser Representative at Brookstone Wealth Advisors, LLC

Beaumont, TXCRD #5947129Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Frederick Smids is an investment adviser representative with Brookstone Wealth Advisors, LLC in Beaumont, TX, where they have been registered since 2014. They have worked in the securities industry since 2011 and were previously registered with Horter Investment Management, LLC. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Texas.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/14/2011

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Brookstone Wealth Advisors, LLCCurrent
10/28/2014 – Beaumont, TX
Horter Investment Management, LLC
7/5/2011 – 10/23/2014Beaumont, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Retirement Wealth Advisors, Inc.
    Oct 2014 – no end date reportedBeaumont, TX
  2. FRED Smids, SELF Employed
    Aug 2000 – no end date reportedBeaumont, TX
  3. Security AND Wealth Management Inc.
    May 2011 – no end date reportedBeaumont, TX

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Brookstone Wealth Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Frederick Smids has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Frederick Smids (Brookstone Wealth Advisors) | AdvisorFinder