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Garrett Mitchell Alton

Investment Adviser Representative at CERTUITY, LLC

Atlanta, GACRD #2393364Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
2 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Garrett Mitchell Alton has worked in the securities industry since 2008. They are registered to provide investment advisory services in Florida and Georgia.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
FloridaGeorgia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/12/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 9/29/1993
Series 7
General Securities Representative Examination
Passed 4/21/2021
SIE
Securities Industry Essentials Examination
Passed 4/15/2021
Series 7
General Securities Representative Examination
Passed 7/28/1995
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/27/1993
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 4/5/2000
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 4/5/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Certuity, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CERTUITY, LLCCurrent
12/16/2025Atlanta, GA
PENNINGTON PARTNERS & CO., LLC
1/31/202510/20/2025Bethesda, MD
M&T SECURITIES, INC.
4/23/20216/9/2021Atlanata, GA
MBSC SECURITIES CORPORATION
8/10/20112/6/2012Atlanta, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
11/25/200812/14/2009Atlanta, GA
GENSPRING FAMILY OFFICES, LLC
3/27/200810/15/2008Atlanta, GA
NEUBERGER BERMAN, LLC
7/7/20064/9/2008Atlanta, GA
STERNE AGEE INVESTMENT ADVISORS, INC.
3/15/20057/27/2006Birmingham, AL
STERNE AGEE & LEACH, INC. CAPITAL MANAGEMENT
10/14/20047/5/2006Atlanta, GA
MORGAN STANLEY
2/25/200310/26/2004New York, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Garrett Mitchell Alton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Garrett Mitchell Alton - Financial Advisor in Atlanta, GA | AdvisorFinder