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Gayle Anne Dilla

Investment Adviser Representative at NBC SECURITIES, INC.

Hunt Valley, MDCRD #1633766Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
6 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Gayle Anne Dilla has worked in the securities industry since 1991. They are registered to provide investment advisory services in District of Columbia, Maryland, Minnesota, Montana, New York, and Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
District of ColumbiaMarylandMinnesotaMontanaNew YorkVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/8/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 7/1/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 5/13/2008
Series 7
General Securities Representative Examination
Passed 5/16/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NBC Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NBC SECURITIES, INC.Current
12/1/2017Hunt Valley, MD
UBS FINANCIAL SERVICES INC.
1/16/200912/5/2017Washington, DC
MORGAN STANLEY & CO. INCORPORATED
4/2/20071/16/2009Annapolis, MD
MORGAN STANLEY
9/27/20064/2/2007Washington, DC
MERRILL LYNCH PIERCE FENNER & SMITH INC.
11/4/200211/13/2004Washington, DC

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gayle Anne Dilla has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Gayle Anne Dilla - Financial Advisor in Hunt Valley, MD | AdvisorFinder