AdFi
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Hal Bleckley Dobbs

Investment Adviser Representative at WATERCOLOR FINANCIAL

Austin, TXCRD #4827211Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Hal Bleckley Dobbs has worked in the securities industry since 2004. They are registered to provide investment advisory services in Nebraska and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
NebraskaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/29/2004
SIE
Securities Industry Essentials Examination
Passed 12/31/2017
Series 7
General Securities Representative Examination
Passed 7/27/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Asset tierAnnual rate
Up to $999,9991.50%
$1,000,000 - $1,999,9991.15%
$2,000,000 - $3,999,9990.90%
$4,000,000 - $5,999,9990.80%
$6,000,000 - $7,999,9990.70%
$8,000,000 - $9,999,9990.60%
$10,000,000 and up0.00%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Watercolor Financial Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WATERCOLOR FINANCIALCurrent
8/11/2023Austin, TX
NORTHWEST ASSET MANAGEMENT
11/23/202010/31/2023Austin, TX
LUCIEN STIRLING & GRAY ADVISORY GROUP INC
7/30/200411/20/2020Austin, TX

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at WATERCOLOR FINANCIAL

2 other advisors in the directory

View WATERCOLOR FINANCIAL firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Hal Bleckley Dobbs has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Hal Bleckley Dobbs - Financial Advisor in Austin, TX | AdvisorFinder