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Harry Reynolds Shertzer Jr

Investment Adviser Representative at WESTHAMPTON CAPITAL

Winston-salem, NCCRD #1251803Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
North Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/4/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 4/16/1984
Series 7
General Securities Representative Examination
Passed 4/14/1984
Series 24
General Securities Principal Examination
Passed 12/1/1994
Series 27
Financial and Operations Principal Examination
Passed 6/14/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Westhampton Capital Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WESTHAMPTON CAPITALCurrent
3/1/2011 – Winston-salem, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
6/30/2009 – 1/12/2010Winston Salem, NC
IRONSTONE SECURITIES, INC.
9/5/2006 – 10/1/2008Kernersville, NC
VALIC FINANCIAL ADVISORS, INC.
7/11/2005 – 8/11/2005Durham, NC
CUSO FINANCIAL SERVICES, L.P.
3/20/2002 – 1/4/2005Winston-salem, NC

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at WESTHAMPTON CAPITAL

3 other advisors in the directory

Paul (nmn) Fulton III
Investment Adviser Representative
Dual-registered
David Arthur Leland
Investment Adviser Representative
Dual-registered
Brant Rittenhouse Snavely III
Investment Adviser Representative
Dual-registered
View WESTHAMPTON CAPITAL firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Harry Reynolds Shertzer Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Harry Reynolds Shertzer Jr - Financial Advisor in Winston-salem, NC | AdvisorFinder