AdFi
JC

James Christopher Davis

Investment Adviser Representative at NAPLES GLOBAL ADVISORS

Vero Beach, FLCRD #2561108Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Christopher Davis has worked in the securities industry since 1996. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/23/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 5/24/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/20/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $2,000,0001.00%
Next $2,000,0000.80%
Next $1,000,0000.60%
Next $45,000,0000.50%
Next $50,000,0000.40%
Amounts Above $100,000,0000.30%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Naples Global Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NAPLES GLOBAL ADVISORSCurrent
5/12/2023Vero Beach, FL
FIDELITY PERSONAL AND WORKPLACE ADVISORS
7/13/20184/19/2023Boston, MA
STRATEGIC ADVISERS LLC
6/4/20127/13/2018Vero Beach, FL
SUNTRUST INVESTMENT SERVICES, INC.
10/29/20104/9/2012Vero Beach, FL
FNB BROKERAGE SERVICES, INC.
10/25/20074/19/2010Stuart, FL
SUNTRUST INVESTMENT SERVICES, INC.
11/28/20058/27/2007Vero Beach, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Christopher Davis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.