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James Ernest Dickerson

Investment Adviser Representative at FMSA

French Settlement, LACRD #5989609Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Louisiana
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/21/2012
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/8/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$1 to $99,9992.50%
$100,000 to $249,9991.98%
$250,000 to $749,9991.50%
$750,000 to $999,9991.25%
$1,000,000 and over1.00%
Source

FMSA Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FMSACurrent
3/24/2025French Settlement, LA
ALLSTATE FINANCIAL SERVICES, LLC
12/14/20183/18/2025Gonzales, LA
ROYAL ALLIANCE ASSOCIATES, INC.
4/4/201712/20/2018Lafayette, LA
N.I.S. FINANCIAL SERVICES, INC.
12/9/20113/23/2017Kansas City, MO

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Ernest Dickerson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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