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JH

James Hunter Dees

Investment Adviser Representative at GENESIS INVESTMENTS

Ooltewah, TNCRD #6390237Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
2 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
GeorgiaTennessee
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/8/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/20/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,000,0001.25%
$1,000,000 to $2,000,0001.00%
$2,000,000 and up0.50%
Source

Genesis Investments Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GENESIS INVESTMENTSCurrent
10/13/2020Ooltewah, TN
EDWARD JONES
1/2/201510/13/2020Ooltewah, TN

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at GENESIS INVESTMENTS

3 other advisors in the directory

View GENESIS INVESTMENTS firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Hunter Dees has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.