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James John Devico

Investment Adviser Representative at MOUNTAIN PASS PLANNING

Hopewell Junction, NYCRD #5405659Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James John Devico has worked in the securities industry since 2014. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/6/2009
SIE
Securities Industry Essentials Examination
Passed 6/14/2016
Series 7
General Securities Representative Examination
Passed 1/27/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
Investment Management - $390,000 and Below1.25%
Investment Management - $390,001 to $537,0000.95%
Source

Mountain PASS Planning Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MOUNTAIN PASS PLANNINGCurrent
7/18/2021Hopewell Junction, NY
CADARET GRANT & CO INC
2/1/20126/14/2016Yorktown Heights, NY
AXA ADVISORS, LLC
5/11/200911/1/2011New York, NY

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James John Devico has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.