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James Leroy Losey Jr

Investment Adviser Representative at OSAIC WEALTH, INC.

Westlake Village, CACRD #2148530Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
4 states
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Leroy Losey has worked in the securities industry since 1991. They have passed the Series 66, 63, 53, 52, 24, 7, 6, and 4 examinations. They are registered to provide investment advisory services in California, Hawaii, Nevada, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
CaliforniaHawaiiNevadaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/5/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 7/23/1991
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/23/1996
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/23/1991
Series 53
Municipal Securities Principal Examination
Passed 9/21/2007
Series 4
Registered Options Principal Examination
Passed 12/8/2001
Series 24
General Securities Principal Examination
Passed 5/1/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
2/24/2015Westlake Village, CA
WEALTHCARE ALLIANCE, INC.
1/29/20109/10/2022Westlake Village, CA
ROYAL ALLIANCE ASSOCIATES, INC.
7/8/19972/11/2010Thousand Oaks, CA
WEALTHCARE ALLIANCE, INC.
9/17/200312/31/2009Thousand Oaks, CA
WEALTH CARE PLANNING
7/24/20021/15/2004Thousand Oaks, CA

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Leroy Losey Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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