James Simpson Kaplan
Investment Adviser Representative at NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| Core Strategy - First $50M | 0.30% |
| Core Strategy - Next $50M | 0.25% |
| Core Plus Strategy | 0.35% |
| Total Absolute Return Strategy (private fund only) | 1.00% |
| Dynamic Fixed Income Strategy | 0.60% |
| Preferred Stock Strategy (private fund only) | 0.60% |
Firm-stated minimum; may be waived at the firm's discretion.
National Investment Services OF America, LLC Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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