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Jason William Carter

Investment Adviser Representative at VERATIS ADVISORS, INC.

Cary, NCCRD #5619691Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
North Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/28/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 3/16/2009
SIE
Securities Industry Essentials Examination
Passed 12/27/2016
Series 7
General Securities Representative Examination
Passed 8/12/2010
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/5/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Veratis Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VERATIS ADVISORS, INC.Current
1/9/2017 – Cary, NC
FIRST ALLIED ADVISORY SERVICES, INC.
4/11/2013 – 12/27/2016Apex, NC
TOWNSEND ASSET MANAGEMENT CORP.
2/23/2012 – 1/15/2014Raleigh, NC
LPL FINANCIAL LLC
8/3/2010 – 12/22/2011Cary, NC
HORNOR, TOWNSEND & KENT, INC.
10/6/2009 – 6/29/2010Durham, NC

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at VERATIS ADVISORS, INC.

3 other advisors in the directory

Liam Brian Johnson
Investment Adviser Representative
Dual-registered
Stephen Drew Simpson
Investment Adviser Representative
Investment Adviser Rep
Derek Thompson Williams
Investment Adviser Representative
Dual-registered
View VERATIS ADVISORS, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jason William Carter has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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