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Javier David Rodriguez

Investment Adviser Representative at INSIGNEO ADVISORY SERVICES, LLC

Carolina, PRCRD #5586355Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
4 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
FloridaMassachusettsPuerto RicoTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/28/2019
Series 65
Uniform Investment Adviser Law Examination
Passed 9/17/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/14/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Insigneo Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INSIGNEO ADVISORY SERVICES, LLCCurrent
2/4/2020Carolina, PR
INSIGNEO SECURITIES, LLCCurrent
5/30/2019Carolina, PR
CITIGROUP GLOBAL MARKETS INC.
9/18/20144/17/2017Miami, FL

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Javier David Rodriguez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Javier David Rodriguez - Financial Advisor in Carolina, PR | AdvisorFinder