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Jay David Carpenter

Investment Adviser Representative at EQUITABLE ADVISORS, LLC

Dalton, PACRD #2071560Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
23 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 23 states
AlabamaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIllinoisIndianaIowaMarylandMassachusettsMissouriNew HampshireNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTennesseeVermontVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/2/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 7/11/1990
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/13/1997
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/5/1990

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Equitable Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EQUITABLE ADVISORS, LLCCurrent
6/4/1998Dalton, PA
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
7/9/19901/5/2000New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jay David Carpenter has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jay David Carpenter - Financial Advisor in Dalton, PA | AdvisorFinder