Jeffrey P Thompson
Investment Adviser Representative at Heritage Wealth Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jeffrey P. Thompson is an investment adviser representative with Heritage Wealth Advisors in Cincinnati, OH, where they have been registered since 2021. They have worked in the securities industry since 2014 and have been registered with 3 firms, including Raymond James & Associates, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Ohio.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Ohio
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Raymond James & AssociatesJun 2015 – Jun 2021Cincinnati, OH
- Heritage Wealth ManagementJun 2021 – no end date reportedCincinnati, OH
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Heritage Wealth Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Up to $1 million1.00%
- $1 million up to $3 million0.90%
- $3 million up to $6 million0.80%
- $6 million up to $10 million0.70%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
The firm offers financial planning, investment management, retirement planning, earning and saving strategies, cash flow and budget management, credit and debt management, insurance selection, employer benefits maximization, education savings, stock and mutual fund portfolio design and management, Roth and traditional IRAs, 529 plan management, tax- and cost-sensitive strategies, covered call writing, and RSU and incentive-based compensation planning.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Cincinnati, OH
- SEC file number:
- 801-121624
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 3, 2026
View full firm profileOther advisors at Heritage Wealth Advisors
2 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jeffrey P Thompson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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